Compliance is a trending issue in our increasingly regulated and complex business world. We've all seen giants such as Enron fall after issues in non-compliance and the numerous cases of personal data breaches on the nightly news.
Every organization, regardless of scope or industry, must have an effective compliance programme.
Regulations have become so complex that large organizations often have entire departments allocated to these efforts as the cost of non-compliance is three times greater than that of an effective compliance program.
The book provides a summary of the compliance requirements related to companies engaged in the financial sector.