NISM Series II A Registrars to an Issue and Share Transfer Agents - Corporate Exam Preparation Guide with 1750+ Question Bank

NISM Series II A Registrars to an Issue and Share Transfer Agents - Corporate Exam Preparation Guide with 1750+ Question Bank" your definitive guide to conquering the NISM Series II A Registrars to an Issue and Share Transfer Agents - Corporate Exam. Crafted with precision and expertise, this exam preparation guide offers an unparalleled resource for individuals aspiring to navigate the complexities of role of RTAs. Within the pages of this book, readers will find comprehensive 1750+ question bank, as

Chapter Wise Practice Test (1200+ Question Bank)

5 Mock Tests (Learning Outcome & Test Objective Wise) 500+ Question Bank

Special Questions on List of Abbreviations (50+ Question Bank)

Each question comes with a hint for learners to recall the concept, which will help them master each topic, Learning Outcome, & Test Objective. At end of each test the correct answers along with explanations are given.

This publication, dated March 2024, represents the concepts covered under the NISM Workbook Version: November 2021 edition available on NISM website. All questions, explanations used in this guide are taking reference from the Workbook Version: November 2021.

Various Types of Tests in this book:

Chapter Wise Practice Test (1200+ Questions): Specially designed chapter wise test along with hints for learners. This test will help in Confidence Building & Familiarization of each concepts chapter wise.

Mock Tests (500+ Questions): There are five Mock Tests (100 Questions Each) To help individuals gauge their current level of knowledge and further enhancement of confidence for real NISM exam. Mock Tests in this book are specially designed Learning Outcome wise & Test Objective wise as outlined by NISM for each chapter.

Special Questions on List of Abbreviations: 50 additional questions provided from code of conduct section given in workbook under Annexure.

This guide aims to equip learners with a comprehensive understanding of function of share transfer agents and the relevant expertise needed for success in NISM Series II A Registrars to an Issue and Share Transfer Agents - Corporate Exam

Chapters Covered in this Guide:

Introduction to Securities

Characteristics of Equity Shares

Characteristics of Debt Securities

Characteristics of Other Securities

Basics of Mutual Funds

SEBI - Role and Regulations

Public Offer of Securities

Modes of allotment of shares other than Public Offers

Processes related to Public Offering of Shares

Roles and Responsibilities in a Public Issue

Depository Services

Processes Related to Depositories

Investor Interface with the R&T Agent

Secondary Market Transactions

Client Servicing

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